| 17-01429 | 06/07/2018 | Claimant(s): Vincent Molinari
Claimant Lawyers(s): Alan Wolper
Respondent(s): Ouisa Capital LLC
Respondent Lawyers(s): Vince Molinari
Arbitrator(s): Richard W. Cutler, Ellen Slipp, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 17-02216 | 06/07/2018 | Claimant(s): Ari Baum
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen
Hearing Site: New York, NY
| | |
| 17-00559 | 06/06/2018 | Claimant(s): Michael Rindos
Claimant Lawyers(s): Michael Joseph Rindos
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Jerome Bernard McDevitt
Hearing Site: New York, NY
| | |
| 17-01510 | 06/06/2018 | Claimant(s): Wendy Marcus
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Richard Feldman, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Paul J. Camilleri, Richard W. Cutler, James M. Rhodes
Hearing Site: New York, NY
|  | $0 |
| 17-00964 | 06/05/2018 | Claimant(s): Edward Collins
Claimant Lawyers(s): Philip C . Semprevivo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): David I. Goldblatt, Lynne M. Reid-McQueen, Mark J. Happe
Hearing Site: New York, NY
| | |
| 17-00577 | 06/01/2018 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Dave Rao
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 17-03481 | 06/01/2018 | Claimant(s): R.M. Stark & Co..
Claimant Lawyers(s): Ellen Ruth Paleias Adler
Respondent(s): Nicholas Owoyemi
Respondent Lawyers(s): Nicholas Adelani Owoyemi
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 17-00690 | 05/29/2018 | Claimant(s): Anthony Micele
Claimant Lawyers(s): John E Lawlor
Respondent(s): Donald Bianco, Jason Walsh, National Securities Corporation
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): Susan E. Harkins, Eugene G. P. Byrne, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 17-01072 | 05/29/2018 | Claimant(s): Brett Diamond, Rebecca Diamond
Claimant Lawyers(s): Howard Meyers
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | $0 |
| 17-02260 | 05/25/2018 | Claimant(s): Elizabeth Angelone
Claimant Lawyers(s): Owen Harnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
| | |
