Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): James S. Hazard Hearing Site: New York, NY | ||
| 17-02606 | 01/16/2019 | Claimant(s): Debra Korn, Eric Korn, Victoria Korn Claimant Lawyers(s): Craig A. Riha Respondent(s): Franklin Ogele, William Broccio, Blackbook Capital Respondent Lawyers(s): Franklin Ogele, William Joseph Broccio Arbitrator(s): Bryan Lane Berson Hearing Site: New York, NY |  | $0 |
| 17-02787 | 01/15/2019 | Claimant(s): David Lipschitz Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): CLSA Americas Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Joseph N. Stineman, Edward W. Morris, Susan Romano Hearing Site: New York, NY | ||
| 18-02458 | 01/14/2019 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Kim M. Monchik Respondent(s): Gary Demetri Respondent Lawyers(s): Gary P. Demetri Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 18-00615 | 01/11/2019 | Claimant(s): David Stack Claimant Lawyers(s): Timothy C. Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Julian F. Santos Hearing Site: New York, NY | | Expungement |
| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 18-02825 | 01/11/2019 | Claimant(s): Ling Yung Wu Claimant Lawyers(s): Abigail Snow Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Lorrie E Whitfield Hearing Site: New York, NY | ||
| 18-01931 | 01/10/2019 | Claimant(s): David Powers Claimant Lawyers(s): Jon Andrew Jacobson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): John D. Nagy Hearing Site: New York, NY | ||
| 17-01540 | 01/09/2019 | Claimant(s): Daniel Breen Claimant Lawyers(s): Steven Paradise Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings, Laura Carraher, Theodore A Levine Hearing Site: New York, NY |