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FINRA Awards for New York, NY

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Displaying 1,171-1,180 out of 3,546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0066103/04/2019Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
15-0263403/01/2019Claimant(s): Gordon Dootson
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Stephen Grivas
Arbitrator(s): Joseph J. Arata, David S. Billet, Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark Icon$160,153
15-0305903/01/2019Claimant(s): Eyvgenyi Scherban, Ruslan Chtcherban, Yevgen Scherban, Estate of Nadejda Nikitinia, Estate of Yevgenyi A. Scherban
Claimant Lawyers(s): George Lambert
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): David I. Goldblatt, Rochelle Inger, Mark Cuccaro
Hearing Site: New York, NY
Checkmark Icon$0
18-0113302/25/2019Claimant(s): Capital One Investing
Claimant Lawyers(s): James A. Nofi
Respondent(s): Guiseppe Gigliotti
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel
Hearing Site: New York, NY
18-0077402/22/2019Claimant(s): Kevin Koch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Robin H. Rome
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
18-0290402/21/2019Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
16-0091402/20/2019Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
18-0140602/20/2019Claimant(s): Angel Colon
Claimant Lawyers(s): Peter Munro
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Jeffrey D. Jones
Arbitrator(s): Vicki Z. Holleman, Anthony Michael Sabino, Elise I. Strauss
Hearing Site: New York, NY
17-0094702/19/2019Claimant(s): Amanjot Singh
Claimant Lawyers(s): Kevin T Duffy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Peter Shadzik
Arbitrator(s): Richard W. Cutler, Howard W. Hirschhorn, Charles Francis Barr
Hearing Site: New York, NY
18-0168502/14/2019Claimant(s): Bryan Schnabolk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Monarch Financial Corporation Of America
Respondent Lawyers(s): Louis Rich
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY

3,546 Results

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