18-00661 | 03/04/2019 | Claimant(s): John Gagliardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
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15-02634 | 03/01/2019 | Claimant(s): Gordon Dootson Claimant Lawyers(s): Hilton Wiener Respondent(s): Stephen Grivas, Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Stephen Grivas Arbitrator(s): Joseph J. Arata, David S. Billet, Annamaria Boccia Smith Hearing Site: New York, NY
| | $160,153 |
15-03059 | 03/01/2019 | Claimant(s): Eyvgenyi Scherban, Ruslan Chtcherban, Yevgen Scherban, Estate of Nadejda Nikitinia, Estate of Yevgenyi A. Scherban Claimant Lawyers(s): George Lambert Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): David I. Goldblatt, Rochelle Inger, Mark Cuccaro Hearing Site: New York, NY
| | $0 |
18-01133 | 02/25/2019 | Claimant(s): Capital One Investing Claimant Lawyers(s): James A. Nofi Respondent(s): Guiseppe Gigliotti Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel Hearing Site: New York, NY
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18-00774 | 02/22/2019 | Claimant(s): Kevin Koch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Robin H. Rome Arbitrator(s): Edward W. Morris Hearing Site: New York, NY
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18-02904 | 02/21/2019 | Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Sam Antar Hearing Site: New York, NY
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16-00914 | 02/20/2019 | Claimant(s): Trenchant Funds USA LLC Claimant Lawyers(s): Martin H. Kaplan Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles B. LaChaussee Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff Hearing Site: New York, NY
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18-01406 | 02/20/2019 | Claimant(s): Angel Colon Claimant Lawyers(s): Peter Munro Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Vicki Z. Holleman, Anthony Michael Sabino, Elise I. Strauss Hearing Site: New York, NY
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17-00947 | 02/19/2019 | Claimant(s): Amanjot Singh Claimant Lawyers(s): Kevin T Duffy Respondent(s): National Financial Services LLC Respondent Lawyers(s): Peter Shadzik Arbitrator(s): Richard W. Cutler, Howard W. Hirschhorn, Charles Francis Barr Hearing Site: New York, NY
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18-01685 | 02/14/2019 | Claimant(s): Bryan Schnabolk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Monarch Financial Corporation Of America Respondent Lawyers(s): Louis Rich Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
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