| 18-02850 | 06/12/2019 | Claimant(s): Primary Capital LLC
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Campo Felice Eb-5 Fund LLC, Campo Felice Management LLC
Respondent Lawyers(s): Aaron R. Resnick
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 18-04299 | 06/12/2019 | Claimant(s): Robert Craig
Claimant Lawyers(s): Howard B. Levi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. O'Connor
Arbitrator(s): Robert E. Anderson, Kimberly C. Lawrence, Bertrand Charles Sellier
Hearing Site: New York, NY
| | |
| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 18-02764 | 06/10/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Yujian Gao
Respondent Lawyers(s): Yujian Gao
Arbitrator(s): Ann C. Northern, Rory M. McLaughlin, Justin T Kelton
Hearing Site: New York, NY
| | $0 |
| 18-00445 | 06/10/2019 | Claimant(s): Susan Radinsky
Claimant Lawyers(s): Susan Jill Radinsky
Respondent(s): Clint Hurst, J.P. Morgan Securities, Kim Melbourne, Luanne D'Angelo
Respondent Lawyers(s): Dolores P. Garcia
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 18-00504 | 06/07/2019 | Claimant(s): Robert Traenkle
Claimant Lawyers(s): Adam B. Oppenheim
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): David S. Paul, John F. Duane, James Bromley Bragg
Hearing Site: New York, NY
| | |
| 17-03198 | 06/07/2019 | Claimant(s): Carol Connell, Michael Connell, Eugene P. Connell Irrevocable Ins Trust
Claimant Lawyers(s): Kim Lauren Michael
Respondent(s): Ardell Roan, Barry Connell, Denise Kelly, Morgan Stanley & Co., George Batelli, Ginny Piscatay, Jeffrey Crystal, Jennifer Salmon, Richard Less
Respondent Lawyers(s): Adam Kauff, Barry Franklin Connell, Corey Hohnbaum, Ginny Piscatay
Arbitrator(s): Charles L. Prothero, Joan M. Traub, Sam Antar
Hearing Site: New York, NY
| | Expungement |
| 18-03703 | 06/04/2019 | Claimant(s): Peter Dizdar
Claimant Lawyers(s): Israel Klein
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Ruth Ann Burgess
Arbitrator(s): Paul C. Kurland
Hearing Site: New York, NY
| | |
| 18-02298 | 05/31/2019 | Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 18-04311 | 05/31/2019 | Claimant(s): Spartan Capital Securities, Llc
Claimant Lawyers(s): Matthew Fiorovanti
Respondent(s): Matthew Siliato
Respondent Lawyers(s): Matthew Angelo Siliato
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
| | |
