| 19-00627 | 10/09/2019 | Claimant(s): Alan Rosenberg
Claimant Lawyers(s): Stephen J. Ginsberg
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Susan C Lushing, Susan Romano, Michael I Stolzar
Hearing Site: New York, NY
| | |
| 18-03980 | 10/08/2019 | Claimant(s): John Crocker
Claimant Lawyers(s): Ihsan Dogramaci
Respondent(s): Atlantic - Pacific Capital.
Respondent Lawyers(s): Andrew D. O'Toole
Arbitrator(s): Robert Elliot Harrison, Robert N. Fass, Bruce J Ackerman
Hearing Site: New York, NY
| | |
| 18-01105 | 10/07/2019 | Claimant(s): Elena Horohoe, Rose Aliotta
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Debra Bushman, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
|  | $0 |
| 18-03995 | 10/04/2019 | Claimant(s): Craig Kinard, Guido Graff
Claimant Lawyers(s): Jason S. Pinney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s):
Hearing Site: New York, NY
| | |
| 18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities.
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Michael Fontaine, William Buchanan, CIM Securities
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo
Hearing Site: New York, NY
| | |
| 18-04276 | 09/26/2019 | Claimant(s): Edward Trieber
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 18-03770 | 09/24/2019 | Claimant(s): Bella Verkhovsky
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Brian Sodol, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | $0 |
| 15-03186 | 09/17/2019 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Stephen M Kramarsky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carl Mills
Arbitrator(s): Leonard M. Bakal, Susan E. Harkins, Margaret Else Nelson
Hearing Site: New York, NY
| | |
| 19-00940 | 09/17/2019 | Claimant(s): Andrew Corrigan
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 19-01023 | 09/17/2019 | Claimant(s): Gregory Tomlinson
Claimant Lawyers(s): Gregory Tomlinson
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Harrison Johnson
Hearing Site: New York, NY
| | $180 |
