18-02769 | 07/16/2019 | Claimant(s): Robert Sklar Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley, RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon, Trae D. Meyr Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
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17-01029 | 05/31/2018 | Claimant(s): Martha Jones, William Jones, Martha M. Jones Trust, Neal M. Jones Trust, William H. Jones, III Trust Claimant Lawyers(s): Steven M. McCauley Respondent(s): Fred Overbeck, Larry Taul, Murray Sinclaire Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Donna L. Pavlick, Janet M. Thompson, Mark A. Sipper Hearing Site: Cincinnati, OH
| | Expungement |
15-02855 | 03/24/2017 | Claimant(s): Elyse Spialter, Howard Spialter Claimant Lawyers(s): Peter S. Pearlman Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Linda J. Baer, Neal D. Baker Hearing Site: Newark, NJ
| | $19,478 |
15-03311 | 07/01/2016 | Claimant(s): Steven Sormani Claimant Lawyers(s): Trae D. Meyr Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Charles L. Henderson, David I. Goldblatt, Brooks White Hearing Site: New York, NY
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13-01595 | 03/27/2015 | Claimant(s): Fred Hager, Pat Hager Claimant Lawyers(s): Peter J. Mougey Respondent(s): Alan Chodosh, Anthony Faustini, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner Respondent Lawyers(s): Michael G. Shannon, Trae D. Meyr Arbitrator(s): Sarah G. Anderson, John D. Mattingly, Dana Tait Sandlin Hearing Site: Columbia, SC
| | Expungement |
13-00853 | 10/13/2014 | Claimant(s): Deborah Fleischer, Gary Fleischer, Gary & Deborah Fleischer Rev Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): David Lerner Associates., David Lerner, Michael Uvenio Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Cindy L. Anderson, Stuart K. Furman, Jeanne Crandall Hearing Site: Jacksonville, FL
| | Expungement |
13-01387 | 08/19/2014 | Claimant(s): Daniel Cohen, Daniel L. Cohen 1980 Irrevocable Trust Claimant Lawyers(s): James L. Parks, Thomas J. Meagher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Eric A. Herzog, Michael G. Shannon, Trae D. Meyr Arbitrator(s): Kenneth E. Owen, W. Alex King, Peggy Jane Fisher Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12504 |
13-00169 | 01/06/2014 | Claimant(s): Julia Pordon, Leo Pordon, Julia M. Pordon on Behalf of Her IRA, Leo Pordon on Behalf of His IRA Claimant Lawyers(s): Keith L. Griffin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): John M. Eadie, Joseph L. Bernstein, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | Expungement |
11-00420 | 02/06/2013 | Claimant(s): Joseph Kowalski Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): William F. Glaser, Richard R. Logsdon, Robert Lewis Matthews Hearing Site: Tampa, FL
| | Expungement |
11-00374 | 03/15/2012 | Claimant(s): Norma Wawrzyniak Claimant Lawyers(s): Benjamin Lapin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
| | Expungement |