| 19-03183 | 04/06/2020 | Claimant(s): Marc Strafaci
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
| | |
| 19-03100 | 04/03/2020 | Claimant(s): William Hennion
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 18-01725 | 04/03/2020 | Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
|  | $0 |
| 18-04026 | 03/31/2020 | Claimant(s): Howard Dubinett, Jacqueline Dubinett
Claimant Lawyers(s): Lars Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Buffa
Arbitrator(s): Louis H Miron, F. Peter Phillips, Jonathan Proman
Hearing Site: Newark, NJ
| | $0 |
| 18-03878 | 03/23/2020 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Scott C. Matasar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt
Hearing Site: Newark, NJ
| | |
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
| | |
| 18-03754 | 02/19/2020 | Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
| | $175,000 |
| 18-03869 | 02/04/2020 | Claimant(s): Adam Holeman
Claimant Lawyers(s): Adam Noah Holeman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable
Hearing Site: Newark, NJ
| | |
| 19-01853 | 01/28/2020 | Claimant(s): Gary Ribe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sara K. Yates
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
| | |
| 19-02159 | 01/28/2020 | Claimant(s): Edward Ryan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
| | |
