| 12-03403 | 12/06/2013 | Claimant(s): William Ayers
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Clarke, Philip Weyhe
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Linda T. Pellegrino, Robert J. McDonnell, Gregory Stuart Berke
Hearing Site: Newark, NJ
|  | $0 |
| 12-01183 | 11/27/2013 | Claimant(s): Joanne Hurley
Claimant Lawyers(s): Todd Wilson
Respondent(s): George Avallone, Royal Alliance Associates., George A. Avallone Tax and Financial Svc
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
| | $0 |
| 12-01412 | 11/26/2013 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Robert Ainbinder
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Jerry P. DeNigris, Linda J. Baer, Bryan David Glass
Hearing Site: Newark, NJ
| | |
| 12-03128 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Richard Going
Respondent Lawyers(s): Richard L. Going
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | |
| 12-01398 | 11/13/2013 | Claimant(s): Janet M. Di Palma
Claimant Lawyers(s): Carlos A. Di Palma
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Sheldon M. Finkelstein, Edith M. Novack, Miriam Lefkowitz
Hearing Site: Newark, NJ
| | Expungement |
| 11-04481 | 11/06/2013 | Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
| | $135,000 |
| 12-04051 | 11/05/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): David Licht, Emanuel Licht
Respondent Lawyers(s): David Evan Licht, Emanuel Licht
Arbitrator(s): Bernard M. Levine, Robert T. Costello
Hearing Site: Newark, NJ
| | Expungement |
| 13-01283 | 11/05/2013 | Claimant(s): Rosalyn Wenzel
Claimant Lawyers(s): Rosalyn S. Wenzel
Respondent(s): Glenn King, Royal Alliance Associates., Louis Sorrentino
Respondent Lawyers(s): Glenn R. King, Lauren H. Lezak, Louis R. Sorrentino
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
| | $0 |
| 12-02421 | 10/31/2013 | Claimant(s): Susan Lark
Claimant Lawyers(s): Marc J. Gross
Respondent(s): Citigroup Global Markets., Renee Schwartz
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Simone A. Muscarnera, Kenneth J. Horowitz, Jeffrey Allen Held
Hearing Site: Newark, NJ
| | Expungement |
| 12-01576 | 10/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steven Perillo
Respondent Lawyers(s): Steven Perillo
Arbitrator(s): Bernard M. Levine
Hearing Site: Newark, NJ
| | |
