| 23-01464 | 12/28/2023 | Claimant(s): Arthur Grossbard
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., SunAmerica Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 23-01139 | 11/07/2023 | Claimant(s): Benjamin Young
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Securities America.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 23-00670 | 10/30/2023 | Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
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| 22-01896 | 08/10/2023 | Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
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| 23-00247 | 07/21/2023 | Claimant(s): Beliveau Bays
Claimant Lawyers(s): Beliveau Bays
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
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| 22-02203 | 07/03/2023 | Claimant(s): Brett Weichbrod
Claimant Lawyers(s): Christina Z Vourakis
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 22-01980 | 06/26/2023 | Claimant(s): Christopher Dame
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Steven Meyrich
Hearing Site: Salt Lake City, UT
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| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
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| 22-01878 | 04/26/2023 | Claimant(s): John Jenkins
Claimant Lawyers(s): Samantha Pastor
Respondent(s): SunAmerica Securities., QA3 Financial Corp.
Respondent Lawyers(s): Jennifer R. Cox, Thomas Zielinski
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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