| 12-01906 | 03/12/2014 | Claimant(s): Deborah Selland, James Selland
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg
Hearing Site: Phoenix, AZ
|  | Expungement |
| 13-00523 | 03/03/2014 | Claimant(s): Donald Landry
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Nickolas F. Monteforte, John J. Mager, Andrew Peter Maneval
Hearing Site: Manchester, NH
| | $124,904 |
| 12-04105 | 02/24/2014 | Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
| | $0 |
| 13-02747 | 01/03/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Russell Beck
Respondent(s): Melissa Clemens
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Hugh J. Moore, John C. Burch, Kenneth M. Jackson
Hearing Site: Nashville, TN
| | |
| 10-04407 | 12/06/2013 | Claimant(s): Guadalupe Sandoval, Javier Chavez, Jose Fuentes, Maria Conchita Alonso, Roberto I. Nogales
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Rafael Sanchez, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth C. Mennemeier, Rafael R. Sanchez
Arbitrator(s): Michael D. Harrison, Neil S. Jasper, Daniel Su
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 13-01675 | 12/04/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): James Valis
Respondent Lawyers(s): Sean Carnathan
Arbitrator(s): John A. Morin, Robert V. Deiana, James Alden Lincoln
Hearing Site: Boston, MA
| | |
| 12-03312 | 11/22/2013 | Claimant(s): Cynthia Shaw
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Sandra J. Mullings, David Serko
Hearing Site: New York, NY
| | $600 |
| 13-02701 | 11/13/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A Kenedy
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Douglas Miller
Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot
Hearing Site: Tampa, FL
| | |
| 13-01593 | 11/07/2013 | Claimant(s): Larry Albrecht
Claimant Lawyers(s): Larry A. Albrecht
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Carol McHugh Sanders
Hearing Site: Chicago, IL
| | $88 |
| 12-02736 | 10/17/2013 | Claimant(s): Michael Kalen
Claimant Lawyers(s): Michael Kalen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Samuel H. Chorches, Richard Hallett Nichol, Philip S. Walker
Hearing Site: Hartford, CT
| | $300 |
