| 11-02228 | 01/20/2012 | Claimant(s): William Brandt
Claimant Lawyers(s): William H. Brandt
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Michael H. McConihe, Robert Charkovsky, Larry E. Ray
Hearing Site: Washington, DC
|  | $0 |
| 10-05673 | 01/10/2012 | Claimant(s): Carole G. Begley IRA, Emmette R. Begley IRA, Emmette R. Begley SEP-IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Stephen H. Biller
Hearing Site: Nashville, TN
| | Expungement |
| 11-02556 | 12/30/2011 | Claimant(s): Jose Zardoya
Claimant Lawyers(s): Jose Zardoya
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Newark, NJ
| | $0 |
| 10-05061 | 12/27/2011 | Claimant(s): Estate of Nancy S. Nethercutt
Claimant Lawyers(s): Ryan M. Beaudoin
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Elwood C. Avery, Imants J. Leskinovitch
Hearing Site: Seattle, WA
| | Expungement |
| 11-00560 | 12/22/2011 | Claimant(s): John T. Golle
Claimant Lawyers(s): John T Golle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Douglas G. Plank, Arlen G. Restad, Debra Jean Griebel
Hearing Site: Minneapolis, MN
| | $375 |
| 11-00575 | 12/08/2011 | Claimant(s): Rose Gannon
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): James B. Eichberg, Richard M. Reider, Leonard M. Goldstein
Hearing Site: Denver, CO
| | $0 |
| 10-02339 | 11/15/2011 | Claimant(s): Madhok Family Trust
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): James D. Murray, Michael Lancaster Garcia, Ronald J. Vernali
Hearing Site: San Francisco, CA
| | $0 |
| 10-03164 | 11/11/2011 | Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL
| | |
| 10-00168 | 11/11/2011 | Claimant(s): Chris Williams, David Beecham, Deborah Williams, Jerry Davidson, Jessie Beecham, Kathleen Davidson, Class Action Watch, David Beecham IRA, Jessie Beecham IRA, Davidson Family Trust UADTD 10.27.1979, Williams Family Trust
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, In, The Charles Schwab Corporation
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Helen Marinak Blohm, Gary A. Hooker, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | Expungement |
| 09-06573 | 10/26/2011 | Claimant(s): Robert Goldenberg
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Douglas Castro, Charles Schwab & Co..
Respondent Lawyers(s): Dan Rabinovitz
Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz
Hearing Site: New York, NY
| | Expungement |
