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FINRA Awards for Estate of Nancy S. Nethercutt

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0506112/27/2011Claimant(s): Estate of Nancy S. Nethercutt
Claimant Lawyers(s): Ryan M. Beaudoin
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Elwood C. Avery, Imants J. Leskinovitch
Hearing Site: Seattle, WA
Checkmark IconExpungement

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