| 14-03827 | 09/01/2016 | Claimant(s): Renee Kelsch
Claimant Lawyers(s): Jared A Levy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Bruce K. Isenberg, Herbert Branitsky, Harry Albirt
Hearing Site: Boca Raton, FL
|  | Expungement |
| 15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with
Claimant Lawyers(s): Jeffrey Askanazi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 15-02052 | 08/30/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Jason Mamalis
Respondent Lawyers(s): Jason Ryan Mamalis
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 15-00304 | 08/19/2016 | Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $218,600 |
| 14-00150 | 08/18/2016 | Claimant(s): David Vallieres
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest
Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | |
| 12-03077 | 08/12/2016 | Claimant(s): Debra Quinn, P. Quinn, P. Daniel Quinn and Debra R. Quinn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gary M. Landau, Daniel P. Lund, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-02876 | 08/09/2016 | Claimant(s): Henry Boyce III
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Barth Satuloff, Thomas W. Allen, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | |
| 15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): FMSBONDS.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 15-03148 | 07/28/2016 | Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | $0 |
| 16-00799 | 07/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Eaton
Respondent Lawyers(s): William Thomas Eaton
Arbitrator(s): Daniel P. Lund
Hearing Site: Boca Raton, FL
| | |
