| 17-00948 | 10/30/2018 | Claimant(s): Estate of Carol Stein
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Andrea R. Jacobs, Mark A Bilawsky, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
|  | $44,224 |
| 18-00529 | 10/30/2018 | Claimant(s): Leigh Mielke & Mark S. Mielke
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Richard W. Epstein, Mark A Bilawsky, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
| | $471,910 |
| 17-03426 | 10/29/2018 | Claimant(s): Lesley Blackner, Richard Stone
Claimant Lawyers(s): Sigmund S. Wissner-Gross
Respondent(s): Benjamin Foster, James Ertmann, John Cregan
Respondent Lawyers(s): Christopher Duffy
Arbitrator(s): Cheryl E. Winton, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01675 | 10/18/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Anthony Mazzo
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Gloria O. North, Steven G. Montesi, Mark Joseph Mugnaini
Hearing Site: Boca Raton, FL
| | |
| 18-00450 | 10/18/2018 | Claimant(s): Sean Mollard
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 18-01368 | 10/18/2018 | Claimant(s): Benjamin Boynton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 16-02402 | 10/17/2018 | Claimant(s): Cecelia Darden
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Donald Theodore Ryce, Brian Arthur Rubino, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | |
| 18-02213 | 10/11/2018 | Claimant(s): Jeffrey Leach
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 18-02091 | 10/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Roger Bacon
Respondent Lawyers(s): Roger Mosley Bacon
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 17-01969 | 10/01/2018 | Claimant(s): George Mattson, GNM ICBC
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tibor L. Nagy
Arbitrator(s): Gloria O. North, Daniel Joseph Chiodo, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | $0 |
