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FINRA Awards for Estate of Carol Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0094810/30/2018Claimant(s): Estate of Carol Stein
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Andrea R. Jacobs, Mark A Bilawsky, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
Checkmark Icon$44,224

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