| 22-01857 | 01/23/2023 | Claimant(s): Kareem Foreman
Claimant Lawyers(s): Kareem Foreman
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
|  | $0 |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort
Claimant Lawyers(s): Keren Jeanfort
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $0 |
| 22-01812 | 01/13/2023 | Claimant(s): Stuart Chamberlin
Claimant Lawyers(s): Stuart Craig Chamberlin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deidre Wolff
Arbitrator(s): Bart Samuel Cohodas, Edward Alexander Jaffe, John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 22-00514 | 01/09/2023 | Claimant(s): Eric Lyon
Claimant Lawyers(s): Harris Freedman
Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
| | |
| 22-00468 | 12/21/2022 | Claimant(s): Barbara Michaels
Claimant Lawyers(s): Bruce H. Bergen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $5,566 |
| 19-02225 | 12/15/2022 | Claimant(s): Young America Capital
Claimant Lawyers(s): Tad Bull
Respondent(s): Novae Inc. f/k/a HandyU Inc.
Respondent Lawyers(s): Sergio Arana
Arbitrator(s): Francis Xavier Sexton, Louis David Huss, Raymond Gerald Teet
Hearing Site: Boca Raton, FL
| | $0 |
| 22-00780 | 12/15/2022 | Claimant(s): Matthew Harris
Claimant Lawyers(s): Samantha Pastor
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
| | |
| 22-01250 | 12/08/2022 | Claimant(s): Richard Grund
Claimant Lawyers(s): Brian Luther
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Layne Verebay, Eric Mealus
Hearing Site: Boca Raton, FL
| | |
