| 16-03209 | 02/21/2017 | Claimant(s): JHS Capital Advisors, JHS Capital Holdings
Claimant Lawyers(s): Joel Ewusiak
Respondent(s): William Bendt
Respondent Lawyers(s): William Larry Bendt
Arbitrator(s): Muriel Desloovere
Hearing Site: Columbia, SC
| | |
| 16-00122 | 12/01/2016 | Claimant(s): Wesley Whitten
Claimant Lawyers(s): Wesley W. Whitten
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Christina Meddin
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | |
| 15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Charles James, Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou
Hearing Site: Columbia, SC
|  | $5,988 |
| 16-00049 | 08/22/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Andrew Niehus
Respondent Lawyers(s): Andrew Joseph Niehus
Arbitrator(s): Robert H. Putnam
Hearing Site: Columbia, SC
| | |
| 15-01513 | 07/25/2016 | Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
| | $0 |
| 14-03361 | 04/01/2016 | Claimant(s): Jack Griffith
Claimant Lawyers(s): Amy Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s):
Hearing Site: Columbia, SC
| | |
| 14-03371 | 03/10/2016 | Claimant(s): John Chapman
Claimant Lawyers(s): Amy Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Ann Tracey, Mitchell M. Willoughby, John G. Shamp
Hearing Site: Columbia, SC
| | |
| 15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie
Hearing Site: Columbia, SC
| | Expungement |
| 15-01262 | 11/16/2015 | Claimant(s): Barbara Balius, Mireya Clemente
Claimant Lawyers(s): Barbara C. Balius
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
| | $0 |
| 14-02480 | 08/06/2015 | Claimant(s): Fred Anthony
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron
Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
