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FINRA Awards for J.P. Morgan Securities

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Displaying 131-140 out of 280 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0167408/22/2019Claimant(s): Richard Wagenfeld
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): J.P. Morgan Securities, Securities America., Michael Long
Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0320608/02/2019Claimant(s): Shishir Meshram
Claimant Lawyers(s): Robert Gonser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
19-0061607/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Jones, J.P. Morgan Securities
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello
Hearing Site: Dallas, TX
17-0319007/03/2019Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
17-0079107/01/2019Claimant(s): Mansoor Karamooz, Trustee
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher
Hearing Site: Los Angeles, CA
Checkmark Icon$209,482
17-0088706/24/2019Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
Checkmark Icon$94,000
18-0191606/21/2019Claimant(s): The Elaine Lynn Revocable Trust, The Melvin Lynn Revocable Trust
Claimant Lawyers(s): Eric M. Jaffe
Respondent(s): J.P. Morgan Securities, Jeremy Rayburn, Vincent Sapienza
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Maria C. Hermida, Betty Chen, Andrew M. Schmertz
Hearing Site: New York, NY
Checkmark Icon$0
18-0429906/12/2019Claimant(s): Robert Craig
Claimant Lawyers(s): Howard B. Levi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. O'Connor
Arbitrator(s): Robert E. Anderson, Kimberly C. Lawrence, Bertrand Charles Sellier
Hearing Site: New York, NY
18-0044506/10/2019Claimant(s): Susan Radinsky
Claimant Lawyers(s): Susan Jill Radinsky
Respondent(s): Clint Hurst, J.P. Morgan Securities, Kim Melbourne, Luanne D'Angelo
Respondent Lawyers(s): Dolores P. Garcia
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
18-0326505/30/2019Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY

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