| 19-02864 | 02/04/2021 | Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-00371 | 11/20/2020 | Claimant(s): Marina Bulyguina
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 19-02866 | 06/25/2020 | Claimant(s): Maxim Yutsis
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | |
| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
| 18-04054 | 09/06/2019 | Claimant(s): Brian Lombardi
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): IAA Financial
Respondent Lawyers(s): David Weinberger
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 18-00844 | 11/26/2018 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum III
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 17-01581 | 11/20/2018 | Claimant(s): Elizabeth Thomas
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Diane M. Perry, William Kent Brown, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
| | |
| 16-01969 | 01/17/2018 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, FMSBonds.
Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks
Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng
Hearing Site: Boca Raton, FL
| | |
| 15-02268 | 04/12/2017 | Claimant(s): Kenneth Vanderlinde
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Antony Turbeville, David Locy, Edgar Thomas, Ehab Shalaby, Elvin Lopez, Kyong Kim, Philip Fatta, Brookstone Securities.
Respondent Lawyers(s): David W. Locy, Ehab Ahmed Shalaby, Elvin J. Lopez, Joshua A. Katz, Kyong H. Kim, Marc L. Abramson
Arbitrator(s): Michael S. Jordan
Hearing Site: Minneapolis, MN
| | $36,877 |
