17-00135 | 12/19/2017 | Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA Claimant Lawyers(s): Robert L. Gonser Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services Respondent Lawyers(s): Tamara A. Seelman Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs Hearing Site: Boise, ID
| | Dismissed by Rule (12200/12201) |
17-00087 | 11/24/2017 | Claimant(s): Michael Rom Claimant Lawyers(s): Robert L. Gonser Respondent(s): Philip Steele, First Financial Services LLC Respondent Lawyers(s): Jeffrey L. Fillerup Arbitrator(s): Douglas W. Oldfield, Barbara M. Anscher, Jeffrey Scott Winaker Hearing Site: San Francisco, CA
| | |
13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive Claimant Lawyers(s): Robert L. Gonser Respondent(s): Fera Shivaee, Centaurus Financial. Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori Hearing Site: Los Angeles, CA
| | Expungement |
13-02924 | 05/26/2015 | Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/ Claimant Lawyers(s): Robert L. Gonser Respondent(s): Fera Shivaee, Centaurus Financial. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny Hearing Site: Los Angeles, CA
| | $915,249 |
13-02526 | 10/21/2014 | Claimant(s): Grace Whang, Grace B. Whang Revocable Trust Claimant Lawyers(s): Robert L. Gonser Respondent(s): Genevieve Mar, Woodbury Financial Services. Respondent Lawyers(s): Cory D. Olson, Eric A. Michaels Arbitrator(s): Sheldon I. Saitlin, Donald M. Thompson, Patrick Richard Stoker Hearing Site: Chicago, IL
| | Expungement |
13-03027 | 06/17/2014 | Claimant(s): Albert Hoeflich, Edward Hoeflich, Eric Hoeflich, REB I Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser Respondent(s): Joral Schmalle, Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Susan Sangillo Bellifemine, Sam Antar, Sirena Terr Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
12-01674 | 12/30/2013 | Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993 Claimant Lawyers(s): Robert L. Gonser Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia Hearing Site: San Diego, CA
| | Expungement |
11-03804 | 02/07/2013 | Claimant(s): Joseph Bourland, The Joseph H. Bourland Family Trust Claimant Lawyers(s): Robert L. Gonser Respondent(s): Joan Flam, Peter Johnson, Professional Asset Management. Respondent Lawyers(s): Jonathan D. Sweik Arbitrator(s): Seymour A. Kolman, Douglas Martin Crow, William H. King Hearing Site: Boise, ID
| | $54,782 |
11-03627 | 01/30/2013 | Claimant(s): Alessandrina Deprizio, Carmela DiMare, Florence DiMare, Wilton Manor, Ltd. Claimant Lawyers(s): Robert L. Gonser Respondent(s): Securities America., Thomas Reynolds Respondent Lawyers(s): Chad Weaver, Sandor Grossman Arbitrator(s): Sheldon I. Saitlin, Woodrow A. Sutton, Theresa A Gillerlain Hearing Site: Chicago, IL
| | Expungement |
11-00654 | 07/09/2012 | Claimant(s): Larry Haas, Roblar Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser Respondent(s): Anthony Thompson Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Thomas A. Culbertson, Paul E. Dahlman, George Frederick Garris Hearing Site: Las Vegas, NV
| | $0 |