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FINRA Awards for First Financial Services LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0008711/24/2017Claimant(s): Michael Rom
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Philip Steele, First Financial Services LLC
Respondent Lawyers(s): Jeffrey L. Fillerup
Arbitrator(s): Douglas W. Oldfield, Barbara M. Anscher, Jeffrey Scott Winaker
Hearing Site: San Francisco, CA

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