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FINRA Awards for Edward Hoeflich

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0302706/17/2014Claimant(s): Albert Hoeflich, Edward Hoeflich, Eric Hoeflich, REB I
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Joral Schmalle, Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Susan Sangillo Bellifemine, Sam Antar, Sirena Terr
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206

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