Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): Proequities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-01718 | 10/01/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Arthur Brown Respondent Lawyers(s): Arthur T. Brown Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-03233 | 06/30/2020 | Claimant(s): Anne Elferdink Claimant Lawyers(s): Steven E. Martin Respondent(s): Edward Jones, James Koinis Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr Hearing Site: Tampa, FL |  | Expungement |
| 18-00838 | 06/24/2020 | Claimant(s): Charles Ross Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Leonel Peraza Arbitrator(s): John P. Cullem, Richard S. Zaifert, Brian Michael Kane Hearing Site: Jacksonville, FL | | Dismissed by Rule 12206/12504 |
| 19-03402 | 05/29/2020 | Claimant(s): Robert Blakely Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Securian Financial Services. Respondent Lawyers(s): Gavin F. Quill Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb Hearing Site: Raleigh, NC | ||
| 19-03118 | 05/20/2020 | Claimant(s): Gregory Velho Claimant Lawyers(s): Erica Harris Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 18-02049 | 05/20/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Sebastian Wyczawski, Stalin Cruz Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig Hearing Site: Nashville, TN | | $0 |
| 19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL |