19-02275 | 03/13/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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19-01281 | 02/25/2020 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Laura Wong-Pan Hearing Site: New York, NY
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18-01427 | 08/09/2019 | Claimant(s): John Quinn Claimant Lawyers(s): Michelle Atlas Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Trevor J. Hardy Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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18-00661 | 03/04/2019 | Claimant(s): John Gagliardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
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18-01228 | 11/02/2018 | Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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17-03156 | 10/26/2018 | Claimant(s): Jason Sanders Claimant Lawyers(s): Adam Kauff Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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17-02329 | 08/15/2018 | Claimant(s): John Quinn Claimant Lawyers(s): Armin Sarabi Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Trevor J. Hardy Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA
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11-03837 | 02/22/2017 | Claimant(s): Estate of Jerry Castellone, Estate of Jerry Castellone 2 Claimant Lawyers(s): Harvey Jasper, Jonathan A. Stein Respondent(s): Chase Investment Services Corp., Chemical Bank, JP Morgan Chase & Co., JP Morgan Chase Bank & Co., JP Morgan Chase Bank NA Respondent Lawyers(s): Michael J. Charlilo Arbitrator(s): Ted M. Rosen, Joan M. Traub, Peter A. Kiefer Hearing Site: New York, NY
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15-03357 | 10/27/2016 | Claimant(s): Mustafa Er Claimant Lawyers(s): Mustafa M. Er Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey J. Kmoch Arbitrator(s): Roger J. Hawke, Julian F. Santos, David John Reilly Hearing Site: New York, NY
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13-02625 | 04/08/2016 | Claimant(s): David Gilg Claimant Lawyers(s): James J. Eccleston Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Emily J. Lewis, Richard Charles Miller, Phillip Lawrence Wright Hearing Site: Columbus, OH
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