| 16-03615 | 10/27/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
|  | Expungement |
| 16-02160 | 09/26/2017 | Claimant(s): Linda Kaplan
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Brooks White, Patricia Kathleen Costello, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 17-00394 | 08/17/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert Frances O'Herlihy
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
| | |
| 15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | |
| 16-01025 | 07/25/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kevin Taylor
Respondent Lawyers(s): Kevin Wayne Taylor
Arbitrator(s): Mark L. Williams
Hearing Site: Kansas City, MO
| | |
| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 15-03215 | 06/22/2017 | Claimant(s): Gene G. Leary Revocable Living Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Oppenheimer & Co.., Miguel Garcia
Respondent Lawyers(s): Brian D. Buckstein, Cory S. Zadanosky
Arbitrator(s): Guillermo A. Gleizer, Margo Denise Wright, Jorge Rice
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-00343 | 06/19/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kenneth Helman
Respondent Lawyers(s): Kenneth Michael Helman
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
| | |
| 16-03242 | 05/25/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Considine
Respondent Lawyers(s): Christopher T. Considine
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
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