FINRA Awards for Ralph T. Izzo

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01537	04/05/2018	Claimant(s): Peter Marketos Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Oppenheimer & Co.., Raymond, James & Associates. Respondent Lawyers(s): Ralph T. Izzo, Robert M. Rudnicki Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
16-02160	09/26/2017	Claimant(s): Linda Kaplan Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki Arbitrator(s): Brooks White, Patricia Kathleen Costello, Elliot Schnapp Hearing Site: New York, NY		Expungement
16-02169	04/20/2017	Claimant(s): Carol Cohen, Martin Cohen Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki Arbitrator(s): Annamaria Boccia Smith, Benjamin L. Anderson, Steven Hale Zousmer Hearing Site: New York, NY		Expungement