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FINRA Awards for Carol Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0216904/20/2017Claimant(s): Carol Cohen, Martin Cohen
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Annamaria Boccia Smith, Benjamin L. Anderson, Steven Hale Zousmer
Hearing Site: New York, NY
Checkmark IconExpungement
09-0708404/09/2013Claimant(s): Carol Cohen, Ronald Cohen
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): James C. Gaul, Jeffrey Rachlin
Arbitrator(s): Jeffrey Steinberg, Abraham Harry Bunis, Linda J. Baer
Hearing Site: Newark, NJ
Checkmark IconStipulated Award
11-0166812/09/2011Claimant(s): Carol Cohen, Ronald Cohen
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Gregory Kwasnicki
Respondent Lawyers(s): Gregory Thomas Kwasnicki
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
Checkmark Icon$365,000

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