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FINRA Awards for Wells Fargo Advisors

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Displaying 81-90 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0314111/20/2017Claimant(s): Michael Destro
Claimant Lawyers(s): Emily Knoles
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Dean J. Dietrich, Timothy P. Bogan, Jennifer Schwartz
Hearing Site: San Francisco, CA
16-0348811/20/2017Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
16-0357911/14/2017Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
15-0302111/09/2017Claimant(s): Mark Zigmont
Claimant Lawyers(s): Mark Tomas Zigmont
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
16-0281511/09/2017Claimant(s): Francis Bevenour
Claimant Lawyers(s): Francis Merle Bevenour
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl
Hearing Site: Atlanta, GA
17-0012111/02/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Eric DeMarcus
Respondent Lawyers(s): Eric Grant DeMarcus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
15-0014810/30/2017Claimant(s): James Wong, Justin Harris
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rebecca L. Gerome
Arbitrator(s): Anita Rae Shapiro, David Martin Achterkirchen, John Burritt McArthur
Hearing Site: San Francisco, CA
17-0057910/17/2017Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
15-0270010/13/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): T.R. Bynum
Respondent(s): John Boston
Respondent Lawyers(s): John Boston
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
16-0367610/13/2017Claimant(s): James White
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone
Hearing Site: Detroit, MI

967 Results

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