| 14-02766 | 04/04/2016 | Claimant(s): Melissa Conway
Claimant Lawyers(s): Robert L. Schibel
Respondent(s): Wells Fargo Advisors, Daniel Klein
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin, Norman Michael Garland, Robert Edward Koondel
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-03287 | 03/24/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Jason Ashcraft
Respondent Lawyers(s): David H. Wollins
Arbitrator(s): Jonathan H. Larson, Mary C. Davis, Jeffrey James Scott
Hearing Site: Denver, CO
| | |
| 14-03117 | 03/24/2016 | Claimant(s): Laura Wanta, Thomas Wanta
Claimant Lawyers(s): Thomas J. Wanta
Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s):
Hearing Site: Milwaukee, WI
| | Expungement |
| 13-02474 | 03/17/2016 | Claimant(s): Daniel Harkins
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Karla Y. Vogel, Debra Black Leo, Clarence H. Hampton
Hearing Site: Birmingham, AL
| | Expungement |
| 13-02939 | 03/03/2016 | Claimant(s): Bruce Tuchman, Michelle Tuchman
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Wells Fargo Advisors, Frank Dyer
Respondent Lawyers(s): David Strand
Arbitrator(s): Michael E. Olney, Boyd H. Scheff, Emily Diamond
Hearing Site: New York, NY
| | $81,132 |
| 15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie
Hearing Site: Columbia, SC
| | Expungement |
| 14-01542 | 02/19/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Fairfield
Respondent Lawyers(s): Albert G. Ayre
Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow
Hearing Site: Phoenix, AZ
| | |
| 15-00894 | 02/18/2016 | Claimant(s): Neil Boyle
Claimant Lawyers(s): Neil David Boyle
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Carlos Pastrana
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 11-02169 | 02/17/2016 | Claimant(s): James Cady
Claimant Lawyers(s): Kevin E. Barber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Marvin Schleyer, Neal D. Baker, Michael A. Ruderman
Hearing Site: Newark, NJ
| | |
| 13-01947 | 02/16/2016 | Claimant(s): Louis Ferris, Ferris Children Master Fund, Louis Ferris Irrev Trust FBO A. Ferris, Louis Ferris Irrev Trust FBO C. Ferris, Louis Ferris Irrev Trust FBO J. Ferris, Louis Ferris Irrev Trust FBO L. Ferris, Louis Ferris Irrev Trust FBO R. Ferris, WBNA Collateral Account FBO Louis Ferris
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Wells Fargo Advisors, Steven Zatkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Melissa B. VanDam, Melody Ann Werner, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
