| 14-01285 | 11/11/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Shannon Powers-Solomon
Respondent Lawyers(s): Stephen J. Wiard
Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman
Hearing Site: Los Angeles, CA
| | |
| 15-00516 | 10/28/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Scott Fox
Respondent Lawyers(s): Scott Fox
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | |
| 15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Charles James, Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou
Hearing Site: Columbia, SC
|  | $5,988 |
| 15-00875 | 10/21/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Eric Zakarin
Respondent Lawyers(s): James Halter
Arbitrator(s): Julian F. Santos, Stanley M. Lenkowicz, Veronica Ann Williams
Hearing Site: Newark, NJ
| | |
| 15-02988 | 10/20/2016 | Claimant(s): Caren Kramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 16-00455 | 10/17/2016 | Claimant(s): Blanca Gomez de Hernandez
Claimant Lawyers(s): David Levine
Respondent(s): Wells Fargo Advisors, Jorge Hernandez, Maria Batchelor
Respondent Lawyers(s): Jorge Hernandez, Patricia E. Cowart, Robert W. Pearce
Arbitrator(s): Steven N. Ainbinder, Lawrence Zenville Rosenberg, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
| | $0 |
| 16-00066 | 10/11/2016 | Claimant(s): Mr. Gonzalo Fernandez, Ms. Esther Fernandez
Claimant Lawyers(s): Esther Fernandez, Steven Fernandez
Respondent(s): Alan Gross, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $300 |
| 14-02988 | 10/07/2016 | Claimant(s): Brandon Decker
Claimant Lawyers(s): Brandon George Decker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Howard D. Jacob, Ellyn S. Roth, Thomas Naylor
Hearing Site: New York, NY
| | |
| 16-00798 | 10/06/2016 | Claimant(s): Christopher Calabrese
Claimant Lawyers(s): Katherine Harrison
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor
Hearing Site: New York, NY
| | |
| 14-03838 | 10/04/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Alejandro Torres
Respondent Lawyers(s): Alejandro Ariel Torres
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
| | |
