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FINRA Awards for Dochtor Kennedy

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Displaying 821-830 out of 1,283 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0111312/12/2019Claimant(s): Stanley Keyes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Pan-American Financial Advisers
Respondent Lawyers(s): Daniel Lagrone, Robert M. Rudnicki
Arbitrator(s): Brian P. Jakes
Hearing Site: New Orleans, LA
19-0162212/10/2019Claimant(s): Thomas Hoover
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Carey, Thomas, Hoover, & Breault.
Respondent Lawyers(s): Thomas Hoover
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
19-0133212/04/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Michael McNulty
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
19-0135712/03/2019Claimant(s): Alexander Napoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
19-0154912/03/2019Claimant(s): Earl Hartley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
18-0435711/25/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
19-0110211/21/2019Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
19-0036011/20/2019Claimant(s): Thomas Mullooly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas Cahill
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
19-0131611/20/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Commerce One Financial Inc.
Respondent Lawyers(s): Thomas J. Jennings
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
18-0436111/15/2019Claimant(s): Donald Robbins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christen Leah Casale
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC

1,283 Results

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