Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01375 | 02/28/2020 | Claimant(s): David Gross Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01676 | 02/19/2020 | Claimant(s): Brent Henry, Dustin Colebank, Pamela Raben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR | ||
| 19-02626 | 02/19/2020 | Claimant(s): Jack Cohen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-02096 | 02/14/2020 | Claimant(s): Michael Palmer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Philip J. Glick Hearing Site: Cleveland, OH | ||
| 19-01667 | 02/13/2020 | Claimant(s): Ken Kavanagh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Alehandro Schwed Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 19-01905 | 02/13/2020 | Claimant(s): Jaret Mutter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 19-00697 | 02/12/2020 | Claimant(s): Charles Goldberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 19-02077 | 02/07/2020 | Claimant(s): Michael O'Reilly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Ronald T. Klimas, Compliance Director Arbitrator(s): Michael S. Matek Hearing Site: St. Louis, MO | ||
| 19-01252 | 01/28/2020 | Claimant(s): Haider Sharifi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA |