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FINRA Awards for David Gross

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0137502/28/2020Claimant(s): David Gross
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
14-0153201/16/2015Claimant(s): David Gross
Claimant Lawyers(s): David K. Gross
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): John A. Bender
Hearing Site: Seattle, WA
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