Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03094 | 12/02/2021 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC | ||
| 21-00920 | 12/02/2021 | Claimant(s): Chunyen Wang Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 21-01149 | 12/01/2021 | Claimant(s): Breton Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL | ||
| 21-00221 | 11/24/2021 | Claimant(s): James Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Peter A. Goldman Hearing Site: Albany, NY | ||
| 21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH | ||
| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jason Snyder Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen Hearing Site: Syracuse, NY | ||
| 21-00653 | 11/23/2021 | Claimant(s): Lee Hooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 21-00826 | 11/22/2021 | Claimant(s): Kenneth Bowers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Prudential Insurance Co of America Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Laurel Littman Gothelf Hearing Site: Albuquerque, NM | ||
| 21-01064 | 11/22/2021 | Claimant(s): Molly Rambo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI |