Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 23-03351 | 08/12/2024 | Claimant(s): Lee Rycraft Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital., Parkland Securities Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 24-00041 | 08/05/2024 | Claimant(s): Andrew Schelitzche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN | ||
| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 23-01281 | 07/26/2024 | Claimant(s): John Loyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-02554 | 07/19/2024 | Claimant(s): Robert Kieckhefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lita S. Menkin Hearing Site: Atlanta, GA | ||
| 23-02073 | 07/15/2024 | Claimant(s): Timothy Walsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): World Choice Securities. Respondent Lawyers(s): Robert K. Cargin Arbitrator(s): Ross B. Russell Hearing Site: Dallas, TX |