Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00632 | 08/24/2018 | Claimant(s): Curtis Frazee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | $0 | |
| 18-00291 | 08/23/2018 | Claimant(s): John Enright Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | $0 | |
| 18-00723 | 08/21/2018 | Claimant(s): William Rosenthal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Robert L. Chisolm Hearing Site: Dallas, TX | $0 | |
| 18-00448 | 08/20/2018 | Claimant(s): Robert Rothman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel White Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | $0 | |
| 17-03471 | 08/13/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., UBS Financial Services Inc. Respondent Lawyers(s): Ann C. McCague, Neal S. Robb Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | $0 | |
| 18-00978 | 08/07/2018 | Claimant(s): John Quinn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Great Eastern Securities. Respondent Lawyers(s): Jeffrey Ramson Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY | $0 | |
| 17-03192 | 08/06/2018 | Claimant(s): Michael Damon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christen Leah Casale Arbitrator(s): Jim Geiger Hearing Site: Providence, RI | $0 | |
| 18-01023 | 07/31/2018 | Claimant(s): Rydan Case Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ | $0 | |
| 17-01764 | 07/27/2018 | Claimant(s): James Patton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | $0 | |
| 17-03091 | 07/27/2018 | Claimant(s): Frank Esposto Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Alan S. Brodherson, Andrew Gelfand Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | $0 |