| 10-05314 | 08/16/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Odai Singh
Respondent Lawyers(s): Odai Vir Singh
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | |
| 09-03910 | 08/15/2011 | Claimant(s): Dorothy Rapp, Seymour Rapp, Seymour L. Rapp Trust
Claimant Lawyers(s): Joel H. Kaufman
Respondent(s): Dominic Nieto, Morgan Stanley & Co.
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Anthony J. Bove, Lee Hornberger, Carl E. Ver Beek
Hearing Site: Detroit, MI
|  | $0 |
| 10-04594 | 08/04/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Dennis Metter
Respondent Lawyers(s): James J. Macchitelli
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
| | |
| 10-01687 | 07/29/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey I Kohn
Respondent(s): Morgan Stanley & Co., Mark Mensack, Peter Prunty, Richard Maratea
Respondent Lawyers(s): James C Shah, Jeffrey I Kohn
Arbitrator(s): E. William Pastor, David B. Harwi, Michael J. Garry
Hearing Site: Philadelphia, PA
| | |
| 09-00906 | 07/25/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Williams
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco
Hearing Site: Dallas, TX
| | |
| 09-04025 | 07/07/2011 | Claimant(s): Marilyn Berger and Barry Berger
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Herbert Branitsky, Laura Jeanette Cognetti, James M. Chase
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-05719 | 07/06/2011 | Claimant(s): Richard Delfs
Claimant Lawyers(s): Stephen M. Weiss
Respondent(s): Morgan Stanley & Co., Michael Tusan
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): James M. Rapisarda, Roger A. Geddes, Merton E. Marks
Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
| 11-00646 | 07/06/2011 | Claimant(s): Dr. Henry & Patrice Kankowski
Claimant Lawyers(s): Matthew R. Miller
Respondent(s): Jonathon Webster, Morgan Stanley & Co.
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Guenter S. Cohn, Kevin K. Forrester, Nils Stephen Sandberg
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 11-00647 | 07/06/2011 | Claimant(s): Dr. James & Nada Eischen
Claimant Lawyers(s): Matthew R. Miller
Respondent(s): Jonathon Webster, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Guenter S. Cohn, Kevin K. Forrester, Nils Stephen Sandberg
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 09-05394 | 06/30/2011 | Claimant(s): Ray Sherbert, MD and Kathryn J. Sherbert
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): William F. Julavits, Michael E. Easterday, Walter J. Wylie
Hearing Site: Columbia, SC
| | $179,409 |
