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FINRA Awards for James M. Chase

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0402507/07/2011Claimant(s): Marilyn Berger and Barry Berger
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Herbert Branitsky, Laura Jeanette Cognetti, James M. Chase
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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