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FINRA Awards for Cantor Fitzgerald & Co.

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Displaying 21-28 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0218705/23/2013Claimant(s): Joseph D'Amico
Claimant Lawyers(s): Emily M. Stout
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): A. John Harper
Arbitrator(s): Mark L. Williams, Maryanne M. Esser, Richard A Miller
Hearing Site: Dallas, TX
11-0354505/08/2013Claimant(s): Martin Teevan
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti
Hearing Site: New York, NY
11-0238209/20/2012Claimant(s): Ephraim Finkelstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Michael J. McAllister, Richard W. Cutler, Mitchell Proux
Hearing Site: New York, NY
11-0260905/04/2012Claimant(s): Shine Capital Corporation
Claimant Lawyers(s): Vivian R. Drohan
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): William A. Hohauser, Martin H. Zern, Evan L. Gordon
Hearing Site: New York, NY
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09-0602812/29/2011Claimant(s): Andrew Pritchard
Claimant Lawyers(s): Brendan J. O'Rourke
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Richard J. Rabin
Arbitrator(s): Ted M. Rosen, Stevan J. Bosses, James D. Siegel
Hearing Site: New York, NY
07-0104302/09/2011Claimant(s): Jean Hughes
Claimant Lawyers(s): Hal K. Gillespie
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Katherine E. Flanagan
Arbitrator(s): Preston A. Trimble, Thomas A. Martin, Charles S. Chester
Hearing Site: Houston, TX
09-0035607/16/2009Claimant(s): Robert Kelly
Claimant Lawyers(s): Robert J Kelly
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Lori Pennay
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
05-0456802/06/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL

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