| 11-04658 | 12/19/2013 | Claimant(s): Hugh Hunsinger, Mary Hunsinger
Claimant Lawyers(s): Richard J. Grahn
Respondent(s): Hugh Hunsinger, Lincoln Financial Advisors Corporation, Sagemark Consulting, The Lincoln National Life Insurance Co.
Respondent Lawyers(s): Fred Knopf, Hugh Robert Hunsinger
Arbitrator(s): Diane Getzler, Francis J. Pavetti, Charles Franklin Willson
Hearing Site: Hartford, CT
|  | $3,502,760 |
| 12-00127 | 11/25/2013 | Claimant(s): Jack Cherkin, Pamela Cherkin
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Mark Perilman, Yale Rosenstein, Lincoln Financial Advisors Corporation, Perilman Wealth Management, Sagemark Consulting, Yale A. Rosenstein & Associates.
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): David J. Capriotti, Thomas H. Barnard, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $35,000 |
| 12-02953 | 06/04/2013 | Claimant(s): Harley Collins
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Richard W. Dissen
Hearing Site: Cleveland, OH
| | Dismissed by Rule 12206 |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 10-03651 | 10/21/2011 | Claimant(s): David Middlemiss
Claimant Lawyers(s): Leigh A. Lieberman
Respondent(s): Garry Payne, LFA, LimitedLiability Company, Lincoln Financial Advisors Corporation, Lincoln Life&Annuity Company of New York
Respondent Lawyers(s): Brian J. Butler
Arbitrator(s): Frank C. Fogl, Stuart A. Ober, Peter A.P. Dunlop
Hearing Site: Syracuse, NY
| | |
| 09-07154 | 05/05/2011 | Claimant(s): Beth Goldman, Jay Boekelheide, Beth M. Goldman IRA Rollover (1), Beth M. Goldman IRA Rollover (2), Jay Boekelheide Film KEOGH, Jay Boekelheide IRA, Goldman-Boekelheide Family Trust U/A 06/
Claimant Lawyers(s): Monika Pleyer Lee
Respondent(s): Phillip Cordano, Stewart Viets, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Emily Woods, Ralph Robinson
Arbitrator(s): Paul F. Faberman
Hearing Site: San Francisco, CA
| | $0 |
| 10-01192 | 04/27/2011 | Claimant(s): The Wright Family Living Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): John Marshall, Rollance Verkennis, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Joseph C. Campo
Arbitrator(s): Alan Stamm, Thomas W. Gregory, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
| | $1,761,100 |
| 10-00026 | 10/12/2010 | Claimant(s): Paul Moore
Claimant Lawyers(s): Paul Moore
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 09-02961 | 09/27/2010 | Claimant(s): Grant Gifford, Healthright Partners
Claimant Lawyers(s): Mark W. Pugsley
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Heidi G. Goebel
Arbitrator(s): Richard J. Lawrence, Clifford N. Coury, Joseph J. Palmer
Hearing Site: Salt Lake City, UT
| | $4,424,460 |
| 06-05295 | 08/29/2008 | Claimant(s): Curt Reed
Claimant Lawyers(s): Lawrence J. Fossi
Respondent(s): Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Co
Respondent Lawyers(s): David J. Novotny
Arbitrator(s): Dennis Michael Kelleher, Joseph J. Woodford, Michael D. Briggs
Hearing Site: San Diego, CA
| | |
