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FINRA Awards for Beth Goldman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0715405/05/2011Claimant(s): Beth Goldman, Jay Boekelheide, Beth M. Goldman IRA Rollover (1), Beth M. Goldman IRA Rollover (2), Jay Boekelheide Film KEOGH, Jay Boekelheide IRA, Goldman-Boekelheide Family Trust U/A 06/
Claimant Lawyers(s): Monika Pleyer Lee
Respondent(s): Phillip Cordano, Stewart Viets, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Emily Woods, Ralph Robinson
Arbitrator(s): Paul F. Faberman
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0070212/27/2007Claimant(s): Robert Goldman, Beth Goldman
Claimant Lawyers(s): Beth Goldman, Robert Goldman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen Adams
Arbitrator(s): Henry L. Dahl
Hearing Site: Phoenix, AZ
Checkmark Icon$0

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