| 18-01530 | 07/22/2019 | Claimant(s): Gail Bardon, Thomas Bardon
Claimant Lawyers(s): Thomas Bardon
Respondent(s): Jesus Romero, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Will Murphy, Donna Greenspan Solomon, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-00887 | 06/24/2019 | Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | $94,000 |
| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | |
| 16-00880 | 01/07/2019 | Claimant(s): Manuel Ojeda, Professional Equipment Corp.
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones, Sean J. Coughlin
Arbitrator(s): Seth L. Finkel, Will Murphy, Thomas Richard Blake
Hearing Site: San Juan, PR
| | Expungement |
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | |
| 17-03487 | 12/17/2018 | Claimant(s): Henry Tanav
Claimant Lawyers(s): Henry Tanav
Respondent(s): Keith Singer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | $0 |
| 18-01756 | 11/13/2018 | Claimant(s): John and Jane Fuchs
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Paul Weinberg, Gilbert A. Schnirman, Will Murphy
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 18-02213 | 10/11/2018 | Claimant(s): Jeffrey Leach
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 17-01346 | 09/10/2018 | Claimant(s): Solomon Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Thomas Fred Meyer
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01991 | 08/15/2018 | Claimant(s): Douglas Gordon, Patricia Gordon
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Expungement |
