15-03299 | 10/26/2017 | Claimant(s): Estate of Jack R. Willett Claimant Lawyers(s): Gail E. Boliver Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Richard A. Mosman, Terry F. Peppard, Donald N. Tolin Hearing Site: Des Moines, IA
| | Expungement |
16-02151 | 10/04/2017 | Claimant(s): Shawn Walton Claimant Lawyers(s): Shawn Walton Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
| | $0 |
16-03619 | 09/29/2017 | Claimant(s): Tamra Amakwe (Dicus) Claimant Lawyers(s): Tamra L. Amakwe (Dicus) Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
| | $0 |
16-02206 | 01/30/2017 | Claimant(s): Susan Moore Claimant Lawyers(s): Joel M. Everest Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil Harvey Smith Hearing Site: Birmingham, AL
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16-00467 | 10/10/2016 | Claimant(s): Harold Sherman Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway Hearing Site: Orlando, FL
| | Expungement |
15-00354 | 09/01/2016 | Claimant(s): Benjamin G. Thompson Family Trust dated Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine Hearing Site: Birmingham, AL
| | Expungement |
15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with Claimant Lawyers(s): Jeffrey Askanazi Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | $0 |
14-00150 | 08/18/2016 | Claimant(s): David Vallieres Claimant Lawyers(s): Robert J. Pearl Respondent(s): Christopher Seebeck, David Ridge, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James Christopher Lombardo, Joel M. Everest Arbitrator(s): Lucie L. Sabella, Myron E. Levenson, Tina Scott Polsky Hearing Site: Boca Raton, FL
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14-02995 | 06/29/2016 | Claimant(s): Florencio De Jesus, Jose Antonio Chevres, Margarita Vazquez Claimant Lawyers(s): Peter J. Mougey Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Joel M. Everest, Roberto C. Quinones-Rivera Arbitrator(s): Tina E. Patterson, Colleen Rotella, Lance A. Harke Hearing Site: San Juan, PR
| | $363,552 |
14-00862 | 02/18/2016 | Claimant(s): Carmelo Nieves, Nelly Cruz, Caguas Mechanical Contrators Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon, Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of P R Respondent Lawyers(s): Joel M. Everest, Roberto Quinones-Rivera Arbitrator(s): Barry David Thorpe, Brian James Tagtmeier, Frank A. Little, Jr. Hearing Site: San Juan, PR
| | Expungement |