| 17-02414 | 03/02/2018 | Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 17-00773 | 02/27/2018 | Claimant(s): St. Anel Saint-Vilus
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Clive I. Morrick, Harrison Johnson
Hearing Site: New York, NY
|  | $0 |
| 16-03306 | 11/14/2017 | Claimant(s): Jules Gerding, Karen Gerding
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William H. Fleece, Kenneth R. Starr, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Expungement |
| 15-03299 | 10/26/2017 | Claimant(s): Estate of Jack R. Willett
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Richard A. Mosman, Terry F. Peppard, Donald N. Tolin
Hearing Site: Des Moines, IA
| | Expungement |
| 16-02151 | 10/04/2017 | Claimant(s): Shawn Walton
Claimant Lawyers(s): Shawn Walton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 16-03619 | 09/29/2017 | Claimant(s): Tamra Amakwe (Dicus)
Claimant Lawyers(s): Tamra L. Amakwe (Dicus)
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
| | $0 |
| 16-02206 | 01/30/2017 | Claimant(s): Susan Moore
Claimant Lawyers(s): Joel M. Everest
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Neil Harvey Smith
Hearing Site: Birmingham, AL
| | |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 15-00354 | 09/01/2016 | Claimant(s): Benjamin G. Thompson Family Trust dated
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with
Claimant Lawyers(s): Jeffrey Askanazi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
