| 16-01798 | 11/17/2017 | Claimant(s): Barry Raymond, Leanne Raymond, The Barry Raymond 2000 Trust, The Leanne Raymond 2000 Trust, The Raymond Family 2000 Insurance Trust
Claimant Lawyers(s): Lawrence Hornsby
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ronald Garrison
Respondent Lawyers(s): Roxanne Fixsen
Arbitrator(s): Ian S. Greig, Colleen Rotella, John H. Komoroske
Hearing Site: Orlando, FL
|  | Expungement |
| 15-01579 | 06/30/2017 | Claimant(s): Antoinette Hawkins, Jack Hawkins
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Nancy Biddle, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Roger W. Van Deusen, Ian S. Greig, John T. Luce
Hearing Site: Tampa, FL
| | Expungement |
| 15-02894 | 04/07/2017 | Claimant(s): Daniel Pesante Armstrong
Claimant Lawyers(s): W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry, Joelle A. Simms
Arbitrator(s): Richard S. Zaifert, Ian S. Greig, Michael I. Rauchway
Hearing Site: Tampa, FL
| | $425 |
| 16-01601 | 12/22/2016 | Claimant(s): Ann MacLean, Donald MacLean, Ann MacLean IRA, Donald MacLean IRA
Claimant Lawyers(s): Howard Rosenfield, Joshua Kons
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | $37,531 |
| 15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie
Hearing Site: Columbia, SC
| | Expungement |
| 14-02502 | 12/17/2015 | Claimant(s): Michael Cordova
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Ian S. Greig, Lauren S. Puritz, Robert Wallace Rasch
Hearing Site: Orlando, FL
| | Expungement |
| 15-00126 | 07/21/2015 | Claimant(s): Cameron Knight
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
| | $15,425 |
| 13-02401 | 07/07/2014 | Claimant(s): Mary Hourigan, Robert Hourigan, Hourigan Revocable Trust of Feb 2007
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Robert Ference
Respondent Lawyers(s): Robert J. Ference
Arbitrator(s): Ian S. Greig
Hearing Site: Orlando, FL
| | $0 |
| 11-02285 | 05/07/2012 | Claimant(s): Benjamin Bosowski, Debra Nash, Gerald Nash, Jeffrey Clegg, Jessica Clegg, Lucille Nash, Manuel Cacdac, Mark Nash, Priscilla Clegg, Q. Nash, Rebecca Mitchell, Nash Foundation
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Ian S. Greig, Noel K. Evans, Frank Brenner
Hearing Site: Tampa, FL
| | $1,365,000 |
| 09-02550 | 09/22/2011 | Claimant(s): Christian Brothers University Endowment
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Jerry Schuchman, Ian S. Greig, Robert Kevin O'Mara
Hearing Site: Memphis, TN
| | $432,436 |
