Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark A. Sipper Hearing Site: Cincinnati, OH | ||
| 19-03757 | 08/17/2020 | Claimant(s): Matthew Lum Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy C. Wooden Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 19-02764 | 07/17/2020 | Claimant(s): Robert Bragg Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 19-03476 | 07/08/2020 | Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03379 | 06/16/2020 | Claimant(s): Kevin Sanderford Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, Cetera Advisors LLC Respondent Lawyers(s): David Feldstein, Sara B. Davis Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 19-02781 | 06/04/2020 | Claimant(s): Luis-Diego Quiroz Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-03192 | 06/02/2020 | Claimant(s): Rex Emery Claimant Lawyers(s): Michael Bessette Respondent(s): AXA Advisors Respondent Lawyers(s): Lynnette Cortes Mhatre Arbitrator(s): Susan L. Walker Hearing Site: Denver, CO | ||
| 19-00169 | 01/08/2020 | Claimant(s): James Zahakos Claimant Lawyers(s): Michael Bessette Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 18-01550 | 12/13/2019 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA |