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FINRA Awards for Kevin Sanderford

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0337906/16/2020Claimant(s): Kevin Sanderford
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC, Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein, Sara B. Davis
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO

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