Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 17-01983 | 03/29/2018 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Jon D. Kaplon Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA |