Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH | ||
| 20-02912 | 05/05/2021 | Claimant(s): Matthew Hansen Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | ||
| 20-02613 | 04/23/2021 | Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 20-02806 | 04/16/2021 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-02910 | 04/12/2021 | Claimant(s): Rodney Beary Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-00491 | 02/24/2021 | Claimant(s): Gerard Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-00489 | 10/22/2020 | Claimant(s): Gerard Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-00688 | 10/19/2020 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-00263 | 10/15/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA |