| 17-01472 | 02/20/2018 | Claimant(s): Brian Campbell
Claimant Lawyers(s): Brian M. Campbell
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
|  | $0 |
| 16-00086 | 02/16/2018 | Claimant(s): Rake Murray
Claimant Lawyers(s): Eric Walraven
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Mitchell J. Albert
Arbitrator(s): Joseph C. Watson, Jill Switzer, Howard Clark Posner
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01866 | 02/13/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Isidro Miramontes, Miramontes Capital
Respondent Lawyers(s): Anthony R. Bisconti, David Harrison
Arbitrator(s): Milton N. Gross, Marie Ann Stein, Mark Thomas Risner
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01783 | 02/12/2018 | Claimant(s): Joseph Semprini
Claimant Lawyers(s): Kathleen M. Hartman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Benjamin F. Breslauer, Steven H. Gentry, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 15-01980 | 02/12/2018 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Thomas Jackson
Respondent Lawyers(s): Ross B. Intelisano
Arbitrator(s): Theodore G. Bradpiece, Robert F. Saint-Aubin, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00504 | 02/12/2018 | Claimant(s): Thomas Felgner
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Michael M. Hachigian, Barry A. Fisher, Rodrego A. Byerly
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00020 | 02/09/2018 | Claimant(s): Forrest Friedow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities.
Respondent Lawyers(s): Sean P. O'Hanlon
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03403 | 02/01/2018 | Claimant(s): Jeffrey Gurman
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01756 | 02/01/2018 | Claimant(s): Brian Wolf
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Danilo Fuentes, Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $3,600 |
| 17-02891 | 01/29/2018 | Claimant(s): Dan Gallagher
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
