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FINRA Awards for Dan Gallagher

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0289101/29/2018Claimant(s): Dan Gallagher
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA

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